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The Personal Investment Management & Financial Advice Association (PIMFA)

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Why PIMFA
Our Work
Events & Learning
News
Indices
About Us
Why PIMFA
Our Work
Regulatory Policy and Compliance
Ensuring firms adhere to rules, guidelines, and regulations, maintaining market integrity and consumer protection....
Consumer Duty
Consumer Duty requires firms to act in the best interests of customers, ensuring fair outcomes and clear communication....
Customer Vulnerability
Where consumers may be more susceptible to harm, requiring firms to provide fair treatment, support, and tailored services....
Culture & Inclusion
Find out more to see how PIMFA is committed to promoting culture and inclusion in our industry....
Data Protection
Safeguarding data through secure processing, compliance with regulations, transparency, and preventing misuse or unauthorised access....
Financial Crime
Protecting against activities like fraud, money laundering, and market abuse, threatening financial system integrity and consumer protection....
Financial Services Compensation Scheme
The UK’s statutory compensation scheme for customers of UK authorised financial services firms. It can step in to pay compensation if a firm is unable, or likely to be unable,...
Future of Advice
Evolving financial advice models, ensuring accessibility, affordability, and consumer protection in changing markets....
Markets in Financial Instruments Directive/Regulation (MiFID/MIFIR)
Regulation to enhance financial markets transparency, investor protection, and improving trading practices across financial sectors....
Pensions
The increasingly complex pension landscape for firms as they navigate a changing regulatory environment....
Product Disclosure
PRIIPs (Packaged Retail and Insurance-based Investment Products) ensuring transparent, standardised information for retail investors on investment products....
Senior Managers Certification Regime (SMCR)
SMCR (Senior Managers and Certification Regime) ensures accountability, clarifies roles, and enhances individual responsibility within financial services firms....
Sustainable Finance and ESG
Integrating environmental, social, and governance factors into investment decisions to promote long-term positive impact....
Public Affairs
Managing relationships with stakeholders, including government, regulators, and the public, to help shape policy and regulatory outcomes....
Operations
Firm’s internal processes, systems, and controls, ensuring efficient, secure, compliant, and resilient operational functions....
PIMFA Wealthtech
PIMFA's FinTech platform and digital marketplace created to drive innovation and enhance collaboration between FinTechs and the wealth management and financial advice sector....
Groups
PIMFA Groups consist of committees, forums, briefings and working groups for our member firms to discuss and examine key topics within our industry....
Guides
See a range of Guides to support our member firms covering different topics....
Thought Leadership
Engaging with stakeholders to shape policies, providing insights and promoting informed industry discussions....
Response Papers
PIMFA responds on behalf of our membership to regulator and government consultations. We do this via feedback and discussion with member firms via our committees, working groups....
Events & Learning
PIMFA Events
Connect, collaborate and celebrate with PIMFA Events. From insightful webinars and thought-provoking symposiums to prestigious awards and vibrant networking opportunities, our events bring the wealth management and financial advice community...
PIMFA Learning
Elevate your expertise with PIMFA Learning Events - dynamic, industry-focused training designed to empower financial professionals. Stay ahead with cutting-edge insights, practical skills, and networking opportunities tailored for your growth....
PIMFA Learning Programmes
PIMFA Learning provides expert-led courses and resources to help you develop skills and stay compliant in the wealth management and financial advice industry.”...
Podcasts
Short, deep dive conversations with experts on the topics that matter most to you....
Webinars on Demand
View our past webinars on demand....
PIMFA Groups
PIMFA Groups consist of committees, forums and working groups which provide an opportunity for individuals from our member firms to discuss relevant topics within our industry and examine issues such...
Get Involved
Take an active role in shaping the industry's future. Whether you're looking to attend, sponsor, exhibit, or speak, PIMFA Events offer unparalleled opportunities to connect, share insights, and make an...
Industry Events
Stay informed and engaged with PIMFA's Industry Events. Discover a curated selection of conferences, seminars, workshops, and networking opportunities hosted by industry leaders. Stay ahead of trends, gain fresh insights...
News
Indices
Morningstar PIMFA Private Investor Index Series
The Morningstar PIMFA Private Investor Index Series is a set of indices designed to represent the performance of a diversified portfolio of assets that are relevant to private investors....
Morningstar PIMFA Equity Risk Index Series
The Morningstar PIMFA Equity Risk Index Series is a collection of five composite indices designed to mirror the performance of multi-asset strategies employed by UK wealth management firms....
About Us
About PIMFA
PIMFA is the voice of the UK’s personal wealth services sector. PIMFA champions a culture of financial health for all and represents and supports providers of wealth management services, financial...
PIMFA Staff
PIMFA's staff cover a variety of aspects at PIMFA from expert technical guidance to membership support and much more....
PIMFA Board
PIMFA’s Board governs the workings and strategic direction of PIMFA led by our Chairman, Lord Deben, and CEO, Liz Field. It consists of leading senior figures from a representative...
PIMFA Groups
PIMFA Groups consist of committees, forums, briefings and working groups which provide an opportunity for individuals from our member firms to discuss relevant topics within our industry and examine issues...
PIMFA Plus
PIMFA Plus offers our full and associate member firms a suite of valuable services and curated products at bespoke rates from specialised partners that work with PIMFA....
Advisers' Sustainability Group
PIMFA provide the Secretariat to the FCA's industry-led working group to focus on enhancing sustainable finance capabilities within the financial sector....
DFM Connect
DFM Connect is a group of authorised firms providing discretionary investment management services to financial advisers and their clients....
UK Platform Group
An independent group of retail platforms working together to drive positive change. Run by platform firms, for platform firms....
Corporate Social Responsibility/Sustainability
Sustainable Finance & ESG is an area of strategic focus for PIMFA making sure we are championing a high standard for our future....
Annual Report
PIMFA’s annual report is a review of our purpose, activity and key achievements over our membership year which runs from 1st June to 31st May....
PIMFA Members
PIMFA's membership is on a corporate level. We represent both full and associate member firms. See who our member firms are....
PIMFA Careers
Job opportunities at PIMFA....
Find a Firm
Use our online directory to find a PIMFA member firm who can help you manage your money, buy and sell shares and access financial advice....
The Women in Finance Charter
Launched in 2016, The Women in Finance Charter is a HM Treasury initiative that promotes gender balance in financial services by encouraging firms to set targets, report on progress, and...
About Our Industry
Firms within the sector are also changing due to competition, M&A activity, heightened regulatory scrutiny, changing customer expectations, the need to invest in technology, and a talent shortage, which all...
PIMFA Members
PIMFA's membership is on a corporate level. We represent both full and associate member firms. See who our member firms are....
PIMFA Plus
PIMFA Plus offers our full and associate member firms a suite of valuable services and curated products at bespoke rates from specialised partners that work with PIMFA....
PIMFA Groups
PIMFA Groups consist of committees, forums, briefings and working groups which provide an opportunity for individuals from our member firms to discuss relevant topics within our industry and examine issues...
PIMFA WealthTech
PIMFA Wealthtech develops new concepts and promotes the latest technologies for the benefit of our members....
Find a Firm
Use our online directory to find a PIMFA member firm who can help you manage your money, buy and sell shares and access financial advice....
Want to Collaborate?
Get in touch if you would like to collaborate with us in any of these areas. ...
Contact Us
All the details you will need to contact PIMFA....

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PIMFA Full Members

Discover PIMFA’s Full Members.


Jalapeno UK Limited
Perspective (Thornton Springer) Limited
R C Brown Investment Management Plc
Kingsley Wealth Management
Pilling & Co
Metcalf Wealth Managers Ltd
Premier Financial Planning (Cheadle) Ltd
Prydderch Financial Planning Ltd
Bay Financial Planning
Sirius Financial Ltd
Royal Bank of Canada
Parkway Consulting
Be Advised Ltd
Meridian Financial Services
Kingswood Group
Burwood Financial Planning
Walker Crips Investment Management
Redmayne Bentley
Osprey Financial Planning
Brighton Capital Management
GP Financial
Vision Independent Financial Planning Ltd
Hymans Robertson Investment Services LLP
Canaccord Genuity Wealth (International) Ltd
Focus Financial Management (Scotland)
Harper Financial Associates
Pareto Financial Planning
Independent Financial Planning Services
Deutsche Bank UK Limited
Perspective Financial Group Limited
Allen Langrick Financial Ltd
Oakley Independent Advisers
Alextra Group Accountancy and Wealth Management
Equilibrium Financial Planning LLP
Heritage Financial Planning
Yellow Brick Financial Planning Ltd
James Brearley & Sons
Perspective South Ltd
Evelyn Partners
Ferry Financial
Oberon Investments Limited
Fiske Plc
HSBC Investment Services
Roberts Boyt Limited
Stapley Mortgages
Clearplan Financial Services Ltd
Miller James Financial Planning
B H Financial Services Ltd
Patrick Wayne Wealth Management Ltd
HSBC UK Bank PLC
Interactive Investor
Alexander House Financial Planning
Wessex Investment Management Ltd
MedHaven Financial Planning
LGT Wealth Management UK LLP
Tatton Investment Management Ltd
Bloomfield Corporate Consultancy Ltd
Quilter Financial Planning Ltd
Perspective (South West) Limited
White Stone Financial Planning
Essential Wealth Management and Advice Ltd
Fresh Approach Financial Planning
The Penny Group Harridge
Canaccord Genuity Wealth Management
Weatherbys Private Bank Limited
Silverwood Wealth Management
Perspective (North East) Limited
Hedley & Company Stockbrokers Ltd
Alpha Portfolio Management
Pro Start Pensions
F D Cummins Financial Planning Limited
1st Port Asset Management
Gresham Financial Strategies Ltd
Wise Investment
Legacy Wealth Planning
Adam & Company
Rathbones Group Plc
Magnum Financial Solutions
DPB Wealth Management
Albon Financial Planning
Meon Capital Management
Totum Financial Planning
Mountstone Partners
Dowgate Wealth Limited
JM Finn
Remulate Wealth
Multrees Investor Services Ltd
Philip J Milton & Company
Ramsey Crookall & Co Ltd
True Potential Wealth Management LLP
Saranac Partners Ltd
The Penny Group London LLP
Seneca Reid Ltd
Bloomsbury Wealth
Coutts & Co
Eames Laurie Financial Services
T Nixon Associates Ltd
Handelsbanken Wealth & Asset Management
Allthings Wealth
Positive Solutions (Financial Services) Limited
One Financial Solutions Ltd
Rockbridge Financial Solutions
Paul Duckworth Independent Financial Adviser
Dolby Financial Planning
Spa Financial Planning
Generational Planning Group
Progeny Asset Management Ltd
Standard Chartered
Whitman Asset Management Ltd
Retirement Planning (UK) Ltd
Sharp Financial Planning
Integrity Financial Services
B V Services
Emily James Financial Services Ltd
Evolution Financial Planning Ltd
W1M
The Investment Boutique
The Openwork Partnership
CS Investment Managers
Chatsworth Practice
NG Wealth
Storeton Rose Financial Planning Ltd
IG Group
CMC Independent Financial Advisers
City Financial Solutions Ltd
Scotia Independent Financial Services
Voyage Financial Planning
Brightpath Wealth Ltd
Four Wealth Planning
Wealthwise Financial Management
Stephen Eve Financial Planning Ltd
BRI Wealth Management Plc
Prema Financial Services Ltd
Perspective (West) Limited
RNCFP Limited
Nedbank Private Wealth Limited
Renton Wealth Management
Skyridge Financial Planning LLP
Quilter Cheviot
Threshold Wealth Management
Pedr Financial Planning
Flowway Financial
Navera Investment Management Ltd
Macbeth
M&G Wealth Advice Limited
Orbit Financial Planning
Bordier & Cie (UK) PLC
Fairview Financial Management Ltd
Halifax Share Dealing Ltd
Aberdeen
London & County Financial Advisors
Intrinsic Wealth Ltd
Atomos Financial Planning Limited
City Asset Management Plc
David Booler & Company t/a Boolers
Arcrate
TaxAssist Financial Services
Aberdeen Standard Capital
Hitchell Financial Planning
Winter Dean Partnership LLP
Oakfields Wealth Management
Cogent Financial Solutions
Mark Bonning-Snook Ltd
Lead Financial
Clifton Wealth Partnership Ltd
Lancaster Hill Investment Management
Armstrongs Wealth Planning
Method Financial Planning
Perspective (Oxon) Limited
Buchanan Johnston Flynn Limited
Brooks Macdonald Investment Management
Orleeman Financial Services
Ruffer LLP
Courtney Havers LLP
Advanced IFA Ltd
Andrew Graham Wealth Management
Direct Independent Financial Consultants Ltd
Priority Wealth Planning
Sterling Ridge Wealth
Platinum Financial Solutions
Fairfield Money
Kerr Henderson (Financial Services) Limited
AJ Bell Business Solutions Limited
Squirrel Financial Advice Ltd
Options Financial Planning
Protection & Investment Ltd
Arbuthnot Latham and Co
Bates Wealth Management Ltd
Truth Financial
Rowan Dartington
Farley & Thompson
David Major Financial Services
Hartley Associates
Clifton Asset Management Ltd
Barratt & Cooke
Triton Private Wealth Ltd
Tower 12 Financial Services
Holberg Limited
Imperial Financial Planning Ltd
Rothschild & Co
Charles Schwab UK Limited
Wayfinder Wealth Management
Omnis Investments Limited
57N Mortgages
Your Future Wealth
Malama Wealth
Emma Storey Independent Financial Planning Ltd
BGA Financial Services
DSNY Wealth Planning
Totally Financial Planning
2 Plan Wealth Management Limited
Priory Financial Planning Ltd
Eden House Financial Services
Equiniti Financial Services Ltd
Lantern Financial Planning
Rossie House Investment Management
AB1 Financial Planning Ltd
Eden Gate Financial Planning
TrinityBridge
Tailored Wealth
Linkage Financial Solutions
James Sharp & Co LLP
St James’s Place Wealth Management (SJP)
Octo Wealth Management
Countrywide Financial Solutions
Lyles’ Independent Financial Advice
Raymond James
Blakeway & Hunt Ltd
Optimal Financial Services Ltd
Horizon Financial Management
Champion Financial Advisors
The Share Centre Ltd
Fabric Private Office (trading name for TPIO)
EFG Harris Allday
Right Financial Services
Horizons Financial Planning
Profit With Principle Ltd
Manorbridge Investment Management
Deep Dive Financial Planning Ltd
Citrus Financial
Octo Financial Planning
GMG Investment Managers Ltd
Mosaic Money Management
Killik & Co LLP
Perspective (Home Counties) Limited
Green Planet Finance
Advice On Wealth Limited
Martin Roden Financial Services Limited
Henderson Moore Financial Solutions Ltd
Perspective (North) Limited
Succession Wealth
Sentinel Portfolio Management
Morley Fordham
GSL Financial Consultants Ltd
The Orchard Practice (AR) Ltd
Stevenson Burns Financial Planning
Grey Parrot Financial Planning
Davy
Harrison Financial Planning
Vesta Mortgages Ltd
TFAS Wealth
Help For Wealth
Tindle Wealth Management Limited
Barlow Financial Services Ltd
Birch Financial Services Ltd
Third Wealth
Wolds Financial Planning
Perspective (North West) Limited
Murray John & Associates
True Financial Design
HSBC Private Bank
Perspective (South East)
Devine Wealth
Rathmore Financial Ltd
Crowther Mayoh Financial Services Ltd
Nexus Financial Services
Novapetra Wealth Management
Perspective (East Anglia) Limited
Cornerstone Wealth Planning
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